Regulatory
Relating to rules and oversight imposed by a regulator, such as the FCA, rather than solely by private contract.
Related terms
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FCA authorisation
Permission from the Financial Conduct Authority to carry on specified regulated financial activities in the UK.
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Financial Conduct Authority (FCA)
The UK regulator responsible for conduct in financial services and for authorising and supervising many firms that provide credit and debt-related services.
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Compliance
Following the legal, regulatory, contractual or procedural rules that apply to a person, business or transaction.
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